Nicole Polatis, financial advisor Farmington UT
96 score

Nicole Polatis

CRD Number: 6025708
Current Firm: United Planners' Financial Services Of America A Limited Partner

Nicole Polatis (CRD# 6025708) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Farmington, UT and has over 5 years of experience in the finance industry. Nicole Polatis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rock House Financial Farmington, UT Aug 2017 - Current < 1
Various Insurance Carriers For W&r Insurance Agencies Salt Lake City, UT Sep 2014 - Current 3
Nicole Polatis Insurance Agent Farmington, UT Sep 2014 - Current 3
Young Living Essential Oils Lehi, UT May 2013 - Current 4
Young Living Essential Oils Salt Lake City, UT Apr 2013 - Current 5
Waddell & Reed, Inc. Salt Lake City, UT Sep 2014 - Aug 2017 2
Byu Management Society Salt Lake City, UT Feb 2016 - Jul 2017 1
Fidelity Investment Salt Lake City, UT Jan 2012 - Sep 2014 2
Brigham Young University Provo, UT Sep 2011 - Dec 2011 < 1
Grandeur Peak Global Advisors Salt Lake City, UT Jun 2011 - Sep 2011 < 1
Wasatch Advisors Salt Lake City, UT May 2011 - Jun 2011 < 1
Byu Office Of Information Technology Provo, UT Apr 2010 - May 2011 1
Millcreek Metals Blackfoot, ID Mar 2010 - Apr 2010 < 1
The Church Of Jesus Christ Of Latter-day Saints Charleston, WV Aug 2008 - Feb 2010 1
Polatis Brothers Farms Blackfoot, ID Apr 2008 - Jul 2008 < 1
Byu Office Of Information Technology Provo, UT Jul 2006 - Apr 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Nicole L. Polatis
Phone Number: 480-991-0225
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    2,377
    MILLIONS
  • Total Number of Accounts
    13,769
    ACCOUNTS
  • Average Account Value
    $172,654
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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