Rebecca Roberts, financial advisor Arden NC
93 score

Rebecca Roberts

CRD Number: 4442553
Current Firm: Wells Fargo Clearing Services, LLC

Rebecca Roberts (CRD# 4442553) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Arden, NC and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Arden, NC Nov 2016 - Current 1
Wachovia Bank, N.a. Arden, NC May 1979 - Current 38
Wells Fargo Advisors LLC Arden, NC May 2009 - Nov 2016 7
Wachovia Securities, LLC Arden, NC Jun 2003 - May 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Sep 2006
Contact Info for Rebecca N. Roberts
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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