Richard LucasCRD Number: 4535940
Current Firm: Nestegg Wealth Advisors, LLC
Richard Lucas (CRD# 4535940) is an Investment Advisor Representative working at Nestegg Wealth Advisors, LLC in Rowlett, TX and has over 11 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Nestegg Wealth Advisors LLC||Rockwall, TX||Jun 2016 - Current||1|
|Nest Egg Wealth Advisors||Rockwall, TX||Aug 2014 - Current||3|
|Brookstone Capital Management LLC||Rockwall, TX||Apr 2014 - Jul 2016||2|
|Insured Wealth Management||Rockwall, TX||Sep 2010 - Aug 2014||3|
|Richard Gary Lucas Ii||Rockwall, TX||Mar 2012 - May 2014||2|
|Veritrust Financial||Austin, TX||Sep 2010 - Mar 2012||1|
|Safe Harbor Wealth Management||Dallas, TX||Apr 2010 - Sep 2010||< 1|
|Usa Financial Securities Corporation||Ada, MI||Apr 2010 - Sep 2010||< 1|
|New England Securities||Dallas, TX||Mar 2007 - Apr 2010||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||May 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
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