Robert Shutzer, financial advisor Dallas TX
83 score

Robert Shutzer

CRD Number: 1215486
Current Firm: Institute For Wealth Advisors, Inc.

Robert Shutzer (CRD# 1215486) is an Investment Advisor Representative working at Institute For Wealth Advisors, Inc. in Dallas, TX and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Institute For Wealth Advisors, Inc. Dallas, TX Jan 2017 - Current 1
Concert Wealth Management, Inc. San Jose, CA Jan 2015 - Jun 2017 2
Sowell Financial Services, LLC North Little Rock, AR Sep 2016 - Jan 2017 < 1
J.p. Morgan Securities LLC San Francisco, CA Oct 2012 - Dec 2014 2
Chase Investment Services Corp San Francisco, CA Jan 2012 - Dec 2014 2
Jp Morgan Securities San Francisco, CA Jul 1993 - Jan 2012 18
Jpmorgan Chase Bank, N.a. San Francisco, CA Oct 2010 - Dec 2011 1
Bear, Stearns & Company Inc. San Francisco, CA Jul 1993 - Oct 2010 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Aug 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert S. Shutzer
Phone Number: 972 450 6000
Firm Website: http://www.iwainc.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, LA, MA, MD, NC, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
83

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