Sean Farley, financial advisor Boston MA

Sean Farley

CRD Number: 2313848
Current Firm: John Hancock Investment Management LLC

Sean Farley (CRD# 2313848) is an Investment Advisor Representative working at John Hancock Investment Management LLC in Boston, MA and has over 30 years of experience in the finance industry.

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Lido
Company Name Location Dates Years
John Hancock Advisers, LLC Boston, MA Nov 2018 - Current 5
John Hancock Distributors LLC Boston, MA Dec 2011 - Current 12
John Hancock Funds, Inc. Boston, MA Dec 1992 - Current 31
John Hancock Advisors LLC Boston, MA Dec 1992 - Current 31
Soverign Asset Management Corporation Boston, MA Dec 1992 - Current 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1993
S65 NASAA Investment Advisors Law Examination Sep 2003
Contact Info for Sean M. Farley
Phone Number: 617-663-3000
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    181,758
    MILLIONS
  • Total Number of Accounts
    22,073
    ACCOUNTS
  • Average Account Value
    $8,234,410
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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