Shannon CarsonCRD Number: 3081343
Current Firm: Alliance Wealth Management, LLC
Shannon Carson (CRD# 3081343) is an Investment Advisor Representative working at Alliance Wealth Management, LLC in Highland Village, TX and has over 19 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Capital Asset Advisory Services LLC||Haslett, MI||Nov 2012 - Current||5|
|Alliance Wealth Management, LLC||Dallas, TX||Nov 2009 - Current||8|
|Capital Security Financial Services LLC||Dallas, TX||Feb 1999 - Current||19|
|Montecello Investments||Dallas, TX||Apr 2014 - Jun 2014||< 1|
|Midamerica Financial Services, Inc.||Dallas, TX||Jan 2010 - Jun 2014||4|
|Usa Tax & Insurance Svcs, Inc.dba American Investment Svcs||Palm Harbor, FL||Jan 2010 - Feb 2013||3|
|Institutional Securities Corporation||Dallas, TX||Feb 1999 - Jan 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management6MILLIONS
Total Number of Accounts46ACCOUNTS
Average Account Value$133,096
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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