Stephen Becker, financial advisor Cincinnati OH
83 score

Stephen Becker

CRD Number: 1860690
Current Firm: Horter Investment Management, LLC

Stephen Becker (CRD# 1860690) is an Investment Advisor Representative working at Horter Investment Management, LLC in Cincinnati, OH and has over 29 years of experience in the finance industry.

Similar Advisors
Timothy Guthrie, CFP, financial advisor Cincinnati OH
Timothy R. Guthrie, CFP
CRD# 1989045
Bullseye Investment Management, LLC
Score
98
Similar Advisors
James Owens, financial advisor Cincinnati OH
James W. Owens
CRD# 4780124
Lang Advisors LLC
Score
106
Similar Advisors
Nathan Bishop, CFA, financial advisor Cincinnati OH
Nathan A. Bishop, CFA
CRD# 5594136
Opus Capital Management
Score
103
Company Name Location Dates Years
Becker Wealth Management, LLC Irvine, CA Jan 2017 - Current 1
Becker Financial Strategies Irvine, CA Jan 2017 - Current 1
Becker Wealth Management, LLC Irvine, CA Jul 2015 - Current 2
Horter Investment Management Cincinnati, OH Jun 2015 - Current 2
Integrity Brokerage Services, Inc. Oceanside, CA Feb 2016 - Nov 2016 < 1
Finance 500, Inc. Irvine, CA Apr 1999 - Mar 2016 16
F500 Advisory Services, Inc. Irvine, CA Mar 2004 - Jun 2015 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2015
S63 Uniform Securities State Law Examination Sep 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Stephen P. Becker
Phone Number: 513-984-9933
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,115
    MILLIONS
  • Total Number of Accounts
    10,271
    ACCOUNTS
  • Average Account Value
    $108,604
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Stephen Becker and other advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.