Stephen MillerCRD Number: 5891387
Current Firm: Thrivent Investment Management Inc.
Stephen Miller (CRD# 5891387) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Land O'Lakes, FL and has over 5 years of experience in the finance industry.
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|Thrivent Financial For Lutherans||Appleton, WI||Jul 2011 - Current||5|
|Thrivent Investment Management Inc.||Land O Lakes, FL||May 2011 - Current||5|
|Self Employed- Mona Vie||Land O Lakes, FL||Aug 2009 - Apr 2011||1|
|Self Employed- Subway Franchise||Tampa, FL||Jan 2001 - Aug 2009||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV