Thomas Dunn, financial advisor Madison WI
93 score

Thomas Dunn

CRD Number: 4556872
Current Firm: Kma Financial, LLC

Thomas Dunn (CRD# 4556872) is an Investment Advisor Representative working at Kma Financial, LLC in Madison, WI and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Kma Financial, LLC Madison, WI Mar 2017 - Current 1
B. Goll & Dunn Insurance Agency Inc. Verona, WI Aug 2010 - Current 7
Pruco Securities, LLC Verona, WI Dec 2010 - Dec 2016 6
Ima Financial Corp. Madison, WI Jan 2009 - Aug 2010 1
Thompson Investment Management, Inc. Madison, WI Jan 2002 - Dec 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2002
S65 NASAA Investment Advisors Law Examination Aug 2002
Contact Info for Thomas F. Dunn
Phone Number: 608-664-1040
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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