Tiffany CaoCRD Number: 5484216
Current Firm: J.p. Morgan Securities LLC
Tiffany Cao (CRD# 5484216) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in El Monte, CA and has over 4 years of experience in the finance industry.
Jst Investment Consulting
|Jp Morgan Securities LLC||Alhambra, CA||Sep 2015 - Current||2|
|Bank Of America, N.a.||Arcadia, CA||Sep 2014 - Sep 2015||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Arcadia, CA||Sep 2014 - Sep 2015||1|
|Unemployed||Temple City, CA||Jun 2014 - Sep 2014||< 1|
|Axa-advisors, LLC||Los Angeles, CA||Feb 2014 - Jun 2014||< 1|
|Awtc Investments Inc.||Alhambra, CA||Jul 2011 - Feb 2014||2|
|Wells Fargo Investments, LLC||Los Angeles, CA||Oct 2009 - Jun 2011||1|
|Wells Fargo Bank Na.||San Marino, CA||Jul 2006 - Jun 2011||4|
|Wells Fargo Investments, LLC||San Marino, CA||Jan 2008 - Jan 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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