Yuvraj SisodiaCRD Number: 5480756
Current Firm: Gwn Securities Inc.
Yuvraj Sisodia (CRD# 5480756) is an Investment Advisor Representative working at Gwn Securities Inc. in Palm Beach Gardens, FL and has over 5 years of experience in the finance industry.
Davis Private Wealth, LLC
Castle Wealth Management
Financial Security Services, LLC
|Gwn Securities, Inc.||Palm Beach Gardens, FL||Aug 2017 - Current||< 1|
|Unemployed||Miramar, FL||Jun 2017 - Aug 2017||< 1|
|Voya Financial Advisors||Miami Lakes, FL||Sep 2014 - Jun 2017||2|
|Ing Financial Partners, Inc.||Miami Lakes, FL||Jan 2008 - Sep 2014||6|
|Walgreens||Miami, FL||Jul 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2012|
|S63||Uniform Securities State Law Examination||Sep 2017|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management1,532MILLIONS
Total Number of Accounts17,725ACCOUNTS
Average Account Value$86,451
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Market timing services
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