Nicholas Gordon, financial advisor Ada MN

Nicholas Gordon

CRD Number: 6780924
Current Firm: Lpl Financial LLC

Nicholas Gordon (CRD# 6780924) is an Investment Advisor Representative working at Lpl Financial LLC in Ada, MN and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
American Federal Bank Ada, MN Feb 2023 - Current 1
Lpl Financial LLC Ada, MN Feb 2023 - Current 1
Dilworth Fire Department Dilworth, MN Sep 2021 - Current 2
Northwestern Bank Ulen, MN Apr 2021 - Sep 2022 1
Wells Fargo Bank Na Moorhead, MN Jun 2015 - Apr 2021 5
Drekker Brewing Co Fargo, ND Sep 2016 - Sep 2020 4
Wells Fargo Clearing Services LLC Moorhead, MN Apr 2017 - Apr 2019 2
Usps Ada, MN Aug 2013 - Jun 2016 2
Olive Garden Ankeny, IA Feb 2015 - Jun 2015 < 1
Ada Borup Public Schools Ada, MN Mar 2014 - Jan 2015 < 1
Tubby's Tavern Ada, MN Jul 2013 - Jan 2015 1
Flom Pub Flom, MN Jun 2014 - Oct 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2023
S63 Uniform Securities State Law Examination Jun 2017
S65 NASAA Investment Advisors Law Examination Jul 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nicholas D. Gordon
Phone Number: 704-733-3300
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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