Michael Davis, financial advisor Aliso Viejo CA
93 score

Michael Davis

CRD Number: 5556071
Current Firm: Lpl Financial LLC

Michael Davis (CRD# 5556071) is an Investment Advisor Representative working at Lpl Financial LLC in Aliso Viejo, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Aliso Viejo, CA Mar 2013 - Current 3
Stifel Nicolaus Newport, CA Dec 2012 - Mar 2013 < 1
Morgan Stanley Smith Barney Irvine, CA Jun 2009 - Dec 2012 3
Morgan Stanley & Co Irvine, CA Jun 2008 - Dec 2012 4
Unemployed Aliso Viejo, CA Nov 2007 - Jun 2008 < 1
Thomson Corp. (thomson Tax & Accounting) New York, NY Aug 2005 - Nov 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Michael A. Davis
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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