Barry Smith, financial advisor Altamonte Springs FL
86 score

Barry Smith

CRD Number: 1112387
Current Firm: Certified Advisory Corp

Barry Smith (CRD# 1112387) is an Investment Advisor Representative working at Certified Advisory Corp in Altamonte Springs, FL and has over 30 years of experience in the finance industry. Barry Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Certified Financial Group, Inc. Altamonte Springs, FL Mar 2013 - Current 3
Maitland Securities, Inc. Altamonte Springs, FL Oct 2009 - Current 7
Maitland Securities, Inc. Altamonte Springs, FL Oct 2004 - Current 12
Transam Securities, Inc. Altamonte Springs, FL May 2000 - Current 16
Certified Advisory Corp Altamonte Springs, FL May 2000 - Current 16
Transam Securities, Inc. Altamonte Springs, FL Sep 1998 - Current 18
Transam Securities, Inc. Altamonte Springs, FL Sep 1998 - Current 18
Certified Insurance Corp Altamonte Springs, FL Nov 1991 - Current 25
Certified Insurance Corp Altamonte Springs, FL Nov 1991 - Current 25
Certified Advisory Corp Altamonte Springs, FL Feb 1991 - Current 25
Certified Benefits Corp Altamonte Springs, FL Feb 1997 - Jan 2010 12
Certified Advisory Corp Altamonte Springs, FL Mar 1994 - Jan 2010 15
Certified Financial Group, Inc. Altamonte Springs, FL Apr 1995 - Sep 2009 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barry M. Smith
Phone Number: 407-869-9800
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,010
    MILLIONS
  • Total Number of Accounts
    3,437
    ACCOUNTS
  • Average Account Value
    $293,741
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, CA, CO, CT, FL, GA, LA, MD, MI, NC, NJ, NY, OH, PA, SC, TN, TX, VA

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BADGES
86

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