Christopher Dann (CRD# 2163107) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Amherst, NY and has over 32 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa, N.a. | New York, NY | Aug 2016 - Current | 7 |
| Hsbc Securities (usa) Inc. | New York, NY | Apr 2016 - Current | 8 |
| Charles Schwab Bank | Amherst, NY | May 2005 - Feb 2016 | 10 |
| Charles Schwab & Company, Inc. | Amherst, NY | Apr 2005 - Feb 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1991 |
| S66 | NASAA Uniform Combined State Law Examination | May 2016 |
- AL
- AK
- DE
- DC
- IN
- IA
- KS
- LA
- ME
- MD
- MN
- MT
- NJ
- NM
- NY
- NC
- ND
- TX
- UT
-
Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,387ACCOUNTS
-
Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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