Robert JohnsonCRD Number: 5954468
Current Firm: Waddell & Reed
Robert Johnson (CRD# 5954468) is an Investment Advisor Representative working at Waddell & Reed in Anchorage, AK and has over 5 years of experience in the finance industry.
Horace Mann Investors, Inc.
|Bni Alaska||Palmer, AK||Oct 2015 - Current||1|
|Various Insurance Carriers For W&r Insurance Agencies||Palmer, AK||Aug 2011 - Current||5|
|Waddell & Reed, Inc.||Wasilla, AK||Jul 2011 - Current||5|
|Unemployed||Palmer, AK||Nov 2010 - Jul 2011||< 1|
|Wells Fargo Bank||Palmer, AK||Jun 2009 - Nov 2010||1|
|Unemployed||Palmer, AK||Apr 2009 - Jun 2009||< 1|
|Asrc Energy Services||Anchorage, AK||Aug 2008 - Apr 2009||< 1|
|Best Choice Auto||Cleveland, TN||Aug 2006 - Aug 2008||2|
|Student||Cleveland, TN||Jan 2005 - May 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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