Donald Swain (CRD# 5619107) is an Investment Advisor Representative working at Professional Financial Management, Inc. in Little Chute, WI and has over 10 years of experience in the finance industry.
As Partner and Chief Investment Officer, Donald designs, evaluates, and directs all aspects of the firm’s investment programs, while incorporating risk management, diversification, and return optimization. He monitors the debt and equity markets, focusing on valuations, trends, and macroeconomic indicators. He also oversees the research, evaluation, and selection of investment vehicles and makes decisions to align the investment selections with the organization’s overall investment strategy. Donald is directly responsible for all trading (stocks, bonds, ETFs, and mutual funds), performance reporting, and asset allocation strategy. As Chief Investment Officer, Donald leads the firm’s Investment Committee.
Donald began his investment management career in 2005, after graduating from the University of Wisconsin Oshkosh with a BBA in Finance and Economics. He went on to earn the Chartered Financial Analyst® designation in 2010 and is currently a member of the CFA Society of Milwaukee.
CRD# 3078445
Mcglone Suttner Wealth Management, Inc.
CRD# 4323474
Lpl Financial LLC
CRD# 1487537
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Professional Financial Management Inc. | Appleton, WI | Jun 2010 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2010 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2009 |
- TX
- WI
-
Total Assets Under Management94MILLIONS
-
Total Number of Accounts667ACCOUNTS
-
Average Account Value$141,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TX, WI
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