Robert Pencil, financial advisor Appleton WI
93 score

Robert Pencil

CRD Number: 5629535
Current Firm: Conceptual Financial Advisors, LLC

Robert Pencil (CRD# 5629535) is an Investment Advisor Representative working at Conceptual Financial Advisors, LLC in Appleton, WI and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Conceptual Financial Advisors LLC Appleton, WI Jul 2015 - Current 1
Cuso Financial Services, LP San Diego, CA Dec 2014 - Jul 2015 < 1
Community First Credit Union Appleton, WI Aug 2004 - Jul 2015 10
Cuna Brokerage Services, Inc. Waverly, IA Apr 2009 - Dec 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for Robert D. Pencil
Phone Number: 920-731-9500
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    39
    MILLIONS
  • Total Number of Accounts
    246
    ACCOUNTS
  • Average Account Value
    $157,229
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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