Raymond YuCRD Number: 1984721
Current Firm: Providence Investment Management, LP
Raymond Yu (CRD# 1984721) is an Investment Advisor Representative working at Providence Investment Management, LP in Babylon, NY and has over 25 years of experience in the finance industry.
Altium Wealth Management LLC
Scholtz & Co
Axa Advisors, LLC
|Providence Investment Management LLC||Providence, RI||Nov 2003 - Current||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1991|
|S65||NASAA Investment Advisors Law Examination||Dec 2004|
Total Assets Under Management1,624MILLIONS
Total Number of Accounts4ACCOUNTS
Average Account Value$405,964,471
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
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