Li Pan (CRD# 6825043) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Basking Ridge, NJ and has over 5 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Montville, NJ | Dec 2018 - Current | 5 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montville, NJ | Oct 2018 - Current | 5 |
Sweet Basil Technology LLC | Livingston, NJ | Dec 2015 - Jul 2019 | 3 |
Livingston Huaxia Chinese School | Livingston, NJ | May 2017 - Jun 2019 | 2 |
Nylife Securities, LLC | Saddle Brook, NJ | Feb 2018 - Oct 2018 | < 1 |
New York Life Insurance Company | Saddle Brook, NJ | Jun 2017 - Oct 2018 | 1 |
Millburn Institute Of Talent | Millburn, NJ | Sep 2017 - Jun 2018 | < 1 |
Transamerica | Warren, NJ | Mar 2017 - Jun 2017 | < 1 |
Unemployed | Livingston, NJ | Dec 2010 - Nov 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 2018 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2019 |
- NJ
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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