Catherine Griffin
CRD Number: 6979544Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Catherine Griffin (CRD# 6979544) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Beaumont, TX and has over 5 years of experience in the finance industry.
CRD# 5361355
Stifel, Nicolaus & Company, Incorporated
CRD# 2039337
Primerica Advisors
CRD# 5908228
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Beaumont, TX | Jan 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beaumont, TX | Nov 2022 - Current | 1 |
| Edward Jones | St Louis, MO | Jul 2018 - Nov 2022 | 4 |
| 'massachusetts Mutual Life Insurance | Beaumont, TX | Sep 2018 - Sep 2019 | 1 |
| Beaumont Indepedent School District | Beaumont, TX | Nov 2017 - Jun 2018 | < 1 |
| Vidor Independent School District | Vidor, TX | Jun 2015 - Oct 2017 | 2 |
| Beaumont Independent School District | Beaumont, TX | Sep 2014 - Jun 2015 | < 1 |
| Harmony Science Academy | Beaumont, TX | Mar 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2018 |
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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