Walter Goss, financial advisor Tilton NH

Walter Goss

CRD Number: 6149962
Current Firm: Lpl Financial LLC

Walter Goss (CRD# 6149962) is an Investment Advisor Representative working at Lpl Financial LLC in Tilton, NH and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Tilton, NH Oct 2020 - Current 3
Northway Bank Tilton, NH Oct 2020 - Current 3
Santander Bank, Na Boston, MA Mar 2019 - Oct 2020 1
Santander Securities, LLC Dorchester, MA Mar 2019 - Oct 2020 1
Woodbury Financial Services Inc. Deerfield, NH Dec 2018 - Mar 2019 < 1
Mml Investors Services, LLC Bedford, NH Oct 2017 - Dec 2018 1
Massmutual Life Insurance Co Bedford, NH Aug 2017 - Dec 2018 1
Unemployed Manchester, NH May 2017 - Aug 2017 < 1
Cco Investment Services Bedford, MA Dec 2012 - Apr 2017 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2013
S65 NASAA Investment Advisors Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Walter W. Goss
Phone Number: 704-733-3300
Registered State(s):
  • NH
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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