Scott Caldwell (CRD# 4872300) is an Investment Advisor Representative working at Lpl Financial LLC in Bellingham, WA and has over 19 years of experience in the finance industry.
CRD# 1069257
Wells Fargo Advisors
CRD# 2375862
D.a. Davidson & Company
CRD# 2231612
Royal Fund Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Bellingham, WA | Jul 2021 - Current | 2 |
Happy Rentals LLC | Bellingham, WA | May 2020 - Jul 2021 | 1 |
The Bellingham Team | Bellingham, WA | Aug 2018 - Jul 2021 | 2 |
Blue Skies For Children Non Profit | Bellingham, WA | Aug 2016 - Jul 2021 | 4 |
Junior Achievement Nw Washington | Bellingham, WA | Aug 2016 - Jul 2021 | 4 |
Scott Caldwell LLC | Bellingham, WA | May 2015 - Jul 2021 | 6 |
Wfc Rangers Soccer Club | Bellingham, WA | Apr 2013 - Jul 2021 | 8 |
Bellingham United | Bellingham, WA | Jan 2013 - Jul 2021 | 8 |
Wcysa - Whatcom Sports Commission | Bellingham, WA | Jan 2012 - Jul 2021 | 9 |
Mt Baker Chapter Of Shrm | Bellingham, WA | Jan 2012 - Jul 2021 | 9 |
Waddell & Reed, Inc. | Bellingham, WA | Jul 2005 - Jul 2021 | 16 |
Various Insurance Carriers For W & R Insurance Agencies | Bellingham, WA | Jul 2005 - Jul 2021 | 16 |
Wfc Rangers Soccer | Bellingham, WA | Sep 2016 - Sep 2017 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2005 |
- ID
- MT
- TX
- WA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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