James Doss (CRD# 3062169) is an Investment Advisor Representative working at Lpl Financial LLC in Benbrook, TX and has over 25 years of experience in the finance industry.
CRD# 2754150
Charles Schwab & Company, Inc.
CRD# 5076833
Charles Schwab & Company, Inc.
CRD# 5297105
Schwab Wealth Advisory, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Fiancial | Benbrook, TX | Sep 2023 - Current | < 1 |
| Securities America, Inc. | Benbrook, TX | Nov 2020 - Sep 2023 | 2 |
| Arbor Point Advisors | Benbrook, TX | Nov 2020 - Sep 2023 | 2 |
| Kms Financial Services, Inc. | Seattle, WA | Jan 2018 - Nov 2020 | 2 |
| Signator Investors, Inc. | Benbrook, TX | Dec 2015 - Jan 2018 | 2 |
| Symetra Investment Services, Inc. | Bellevue, WA | Sep 2009 - Dec 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1998 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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