Luis Robles (CRD# 6215304) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Berkeley, CA and has over 10 years of experience in the finance industry. Luis Robles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Berkeley, CA | Jul 2021 - Current | 2 |
| Charles Schwab & Company, Inc. | Berkeley, CA | Jul 2021 - Current | 2 |
| Bancwest Investment Services, Inc. | San Francisco, CA | Jul 2018 - Jul 2021 | 3 |
| Bank Of The West | San Francisco, CA | Jul 2018 - Jul 2021 | 3 |
| Wells Fargo Clearing Services, LLC | Orinda, CA | Nov 2016 - Jul 2018 | 1 |
| Wells Fargo Bank Na | Orinda, CA | Dec 2012 - Jul 2018 | 5 |
| Wells Fargo Advisors LLC | Orinda, CA | Jun 2013 - Nov 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2013 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2018 |
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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