Andrew Baumgartner (CRD# 5328325) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 13 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services.inc | Wilmington, CA | Jun 2022 - Current | 1 |
| Mbsc Securities Corporation | San Francisco, CA | Oct 2018 - Jun 2022 | 3 |
| Bny Mellon Wealth Management | San Francisco, CA | Nov 2016 - Jun 2022 | 5 |
| Wells Fargo Advisors LLC | Beverly Hills, CA | Jan 2011 - Nov 2016 | 5 |
| Wells Fargo Bank | Beverly Hills, CA | Jul 2007 - Nov 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- CA
- TX
-
Total Assets Under Management702,387MILLIONS
-
Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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