Joseph AnthonyCRD Number: 5499369
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Joseph Anthony (CRD# 5499369) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Birmingham, AL and has over 4 years of experience in the finance industry.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Bank Of America, N.a.||Birmingham, AL||Sep 2017 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Birmingham, AL||Jul 2017 - Current||< 1|
|Ubs Financial Services Inc.||Birmingham, AL||Aug 2014 - Jul 2017||2|
|Cetera Investment Services LLC||St.cloud, MN||Jan 2014 - Aug 2014||< 1|
|Regions Bank||Birmingham, AL||Aug 2010 - Aug 2014||4|
|Sterling Group||Birmingham, AL||Feb 2010 - Aug 2010||< 1|
|New York Life Insurance Company||Birmingham, AL||Feb 2008 - Jan 2010||1|
|Nylife Securities, LLC||Birmingham, AL||Feb 2008 - Jan 2010||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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