Steven Abrams, financial advisor Birmingham AL

Steven Abrams

CRD Number: 2842337
Current Firm: Nbc Securities, Inc.

Steven Abrams (CRD# 2842337) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Nbc Securities, Inc. Hunt Valley, MD Feb 2013 - Current 9
Rbc Capital Markets LLC Hunt Valley, MD Mar 2008 - Feb 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1997
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Steven G. Abrams
Phone Number: 800-521-9390
Registered State(s):
  • AZ
  • MD
  • SC
By the Numbers
  • Total Assets Under Management
    1,983
    MILLIONS
  • Total Number of Accounts
    5,869
    ACCOUNTS
  • Average Account Value
    $337,951
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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