Michael Harken, financial advisor Boone IA
96 score

Michael Harken

CRD Number: 1036834
Current Firm: Principal Securities, Inc.

Michael Harken (CRD# 1036834) is an Investment Advisor Representative working at Principal Securities, Inc. in Boone, IA and has over 34 years of experience in the finance industry. Michael Harken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Principal Life Insurance Company Boone, IA Jun 2014 - Current 2
Princor Financial Services Corporation Boone, IA Jun 2014 - Current 2
Equitrust Marketing Serv LLC West Des Moines, IA Oct 2008 - May 2014 5
Farm Bureau West Des Moines, IA Oct 2008 - Jan 2014 5
Princor Financial Services Corporation Des Moines, IA Feb 1990 - Oct 2008 18
Principal Mutual Life Ins. Company Des Moines, IA Nov 1988 - Oct 2008 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for Michael J. Harken
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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