Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $7,610,249,885 in 34,673 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,610
    MILLION
  • Total Number of Accounts
    34,673
    ACCOUNTS
  • Average Account Value
    $219,486
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 1 - 10 of 1,448 top financial advisors.
1
Tyler J. Abels
CRD#: 5482072
711 High St, Des Moines, IA 50392

Tyler Abels (CRD# 5482072) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 5 years of experience in the finance industry.

2
David B. Adams
CRD#: 4603473
3500 Blue Lake Dr, Ste 281, Birmingham, AL 35243

David Adams (CRD# 4603473) is an Investment Advisor Representative working at Principal Securities, Inc. in Birmingham, AL and has over 17 years of experience in the finance industry.

3
Teresa L. Adams
CRD#: 4855677
8910 Purdue Rd, Ste 710, Indianapolis, IN 46268

Teresa Adams (CRD# 4855677) is an Investment Advisor Representative working at Principal Securities, Inc. in Indianapolis, IN and has over 13 years of experience in the finance industry.

4
Jennifer S. Adamson
CRD#: 4681464
711 High St, Des Moines, IA 50392

Jennifer Adamson (CRD# 4681464) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 13 years of experience in the finance industry.

5
Michael P. Adamson
CRD#: 3187214
711 High St, Des Moines, IA 50392

Michael Adamson (CRD# 3187214) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 16 years of experience in the finance industry.

6
Michael J. Adelman
CRD#: 6157826
711 High St, Des Moines, IA 50392

Michael Adelman (CRD# 6157826) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 5 years of experience in the finance industry.

7
Paul D. Adkins
CRD#: 6683568
2990 Bethesda Pl, Ste 601a, Winston Salem, NC 27103

Paul Adkins (CRD# 6683568) is an Investment Advisor Representative working at Principal Securities, Inc. in Winston Salem, NC and has over 4 years of experience in the finance industry.

8
Michael L. Affleck
CRD#: 2297887
Cedar Park, TX

Michael Affleck (CRD# 2297887) is an Investment Advisor Representative working at Principal Securities, Inc. in Cedar Park, TX and has over 22 years of experience in the finance industry.

9
Anees A. Akhund
CRD#: 1374125
3530 W Mineral King Ave, Ste C, Visalia, CA 93291

Anees Akhund (CRD# 1374125) is an Investment Advisor Representative working at Principal Securities, Inc. in Visalia, CA and has over 4 years of experience in the finance industry.

10
Bruno D. Albarello
CRD#: 1851211
3333 Finley Rd Ste 500, Downers Grove, IL 60515

Bruno Albarello (CRD# 1851211) is an Investment Advisor Representative working at Principal Securities, Inc. in Downers Grove, IL and has over 29 years of experience in the finance industry. Bruno Albarello has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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