Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $12,105,712,948 in 54,844 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,106
    MILLION
  • Total Number of Accounts
    54,844
    ACCOUNTS
  • Average Account Value
    $220,730
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 1 - 10 of 1,202 top financial advisors.
1
Tyler J. Abels
CRD#: 5482072
711 High St, Des Moines, IA 50392

Tyler Abels (CRD# 5482072) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 8 years of experience in the finance industry.

2
Jennifer S. Adamson
CRD#: 4681464
711 High St, Des Moines, IA 50392

Jennifer Adamson (CRD# 4681464) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 17 years of experience in the finance industry.

3
Paul D. Adkins
CRD#: 6683568
2990 Bethesda Pl, Ste 601a, Winston Salem, NC 27103

Paul Adkins (CRD# 6683568) is an Investment Advisor Representative working at Principal Securities, Inc. in Winston Salem, NC and has over 7 years of experience in the finance industry.

4
Michael L. Affleck
CRD#: 2297887
Carlsbad, CA

Michael Affleck (CRD# 2297887) is an Investment Advisor Representative working at Principal Securities, Inc. in Carlsbad, CA and has over 25 years of experience in the finance industry.

5
Anees A. Akhund
CRD#: 1374125
5215 W Noble Ave, Ste 118, Visalia, CA 93277

Anees Akhund (CRD# 1374125) is an Investment Advisor Representative working at Principal Securities, Inc. in Visalia, CA and has over 8 years of experience in the finance industry.

6
Zena K. Alexander
CRD#: 4276855
Omaha, NE

Zena Alexander (CRD# 4276855) is an Investment Advisor Representative working at Principal Securities, Inc. in Omaha, NE and has over 21 years of experience in the finance industry.

7
Daniel A. Allen
CRD#: 3092088
6701 Westown Pkwy, Ste 200, West Des Moines, IA 50266

Daniel Allen (CRD# 3092088) is an Investment Advisor Representative working at Principal Securities, Inc. in West Des Moines, IA and has over 25 years of experience in the finance industry.

8
James B. Allen
CRD#: 2493254
4600 S Syracuse, Ste 1010, Denver, CO 80237

James Allen (CRD# 2493254) is an Investment Advisor Representative working at Principal Securities, Inc. in Denver, CO and has over 29 years of experience in the finance industry.

9
Clark R. Anderson
CRD#: 1354226
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122

Clark Anderson (CRD# 1354226) is an Investment Advisor Representative working at Principal Securities, Inc. in San Diego, CA and has over 18 years of experience in the finance industry.

10
David W. Anderson
CRD#: 1961563
Houston, TX

David Anderson (CRD# 1961563) is an Investment Advisor Representative working at Principal Securities, Inc. in Houston, TX and has over 28 years of experience in the finance industry.

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