Alexander MoodyCRD Number: 5434457
Current Firm: People's Securities, Inc.
Alexander Moody (CRD# 5434457) is an Investment Advisor Representative working at People's Securities, Inc. in Boston, MA and has over 9 years of experience in the finance industry.
Walnut Hill Advisors, LLC
Advanced Portfolio Design, LLC
|People's Securities, Inc.||Bridgeport, CT||May 2016 - Current||1|
|People's United Bank, Na||Bridgeport, CT||Dec 2015 - Current||1|
|Td Bank, N.a.||Boston, MA||Sep 2015 - Dec 2015||< 1|
|Td Private Client Wealth LLC||Boston, MA||Sep 2015 - Dec 2015||< 1|
|Td Private Client Wealth LLC||Burlington, MA||Mar 2014 - Sep 2015||1|
|Td Bank, N.a.||Burlington, MA||Mar 2014 - Sep 2015||1|
|Td Bank, N.a.||Boston, MA||Oct 2012 - Mar 2014||1|
|Td Private Client Wealth LLC||Boston, MA||Sep 2012 - Mar 2014||1|
|Td Bank, N.a.||Boston, MA||Jan 2011 - Oct 2012||1|
|Cco Investment Services Corp||Andover, MA||Feb 2010 - Jan 2011||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Boston, MA||Oct 2009 - Jan 2010||< 1|
|Bank Of America Investment Services||Boston, MA||Oct 2007 - Oct 2009||2|
|Bank Of America||Boston, MA||Jun 2006 - Oct 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2007|
|S65||NASAA Investment Advisors Law Examination||Sep 2013|
Total Assets Under Management687MILLIONS
Total Number of Accounts882ACCOUNTS
Average Account Value$778,713
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, LA, MA, MD, ME, MI, MN, MS, NC, NH, NJ, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WI
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