Alexander Moody, financial advisor Boston MA
93 score

Alexander Moody

CRD Number: 5434457
Current Firm: People's Securities, Inc.

Alexander Moody (CRD# 5434457) is an Investment Advisor Representative working at People's Securities, Inc. in Boston, MA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
People's Securities, Inc. Bridgeport, CT May 2016 - Current < 1
People's United Bank, Na Bridgeport, CT Dec 2015 - Current 1
Td Bank, N.a. Boston, MA Sep 2015 - Dec 2015 < 1
Td Private Client Wealth LLC Boston, MA Sep 2015 - Dec 2015 < 1
Td Private Client Wealth LLC Burlington, MA Mar 2014 - Sep 2015 1
Td Bank, N.a. Burlington, MA Mar 2014 - Sep 2015 1
Td Bank, N.a. Boston, MA Oct 2012 - Mar 2014 1
Td Private Client Wealth LLC Boston, MA Sep 2012 - Mar 2014 1
Td Bank, N.a. Boston, MA Jan 2011 - Oct 2012 1
Cco Investment Services Corp Andover, MA Feb 2010 - Jan 2011 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston, MA Oct 2009 - Jan 2010 < 1
Bank Of America Investment Services Boston, MA Oct 2007 - Oct 2009 2
Bank Of America Boston, MA Jun 2006 - Oct 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Sep 2013
Contact Info for Alexander G. Moody
Phone Number: 1-800-392-3009
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    687
    MILLIONS
  • Total Number of Accounts
    882
    ACCOUNTS
  • Average Account Value
    $778,713
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, LA, MA, MD, ME, MI, MN, MS, NC, NH, NJ, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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