Kenneth Finkel, financial advisor Boulder CO
93 score

Kenneth Finkel

CRD Number: 871649
Current Firm: Lpl Financial LLC

Kenneth Finkel (CRD# 871649) is an Investment Advisor Representative working at Lpl Financial LLC in Boulder, CO and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Boulder, CO Feb 2008 - Current 8
Citigroup Global Markets Inc. Boulder, CO Feb 2000 - Feb 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S65 NASAA Investment Advisors Law Examination Feb 2001
Contact Info for Kenneth C. Finkel
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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