Maria Wooley, financial advisor Brazoria TX

Maria Wooley

CRD Number: 7041135
Current Firm: Lpl Financial LLC

Maria Wooley (CRD# 7041135) is an Investment Advisor Representative working at Lpl Financial LLC in Brazoria, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Tdecu Lake Jackson, TX Aug 2022 - Current 1
Lpl Financial LLC Jackson, TX Aug 2022 - Current 1
Lpl Financial LLC Jackson, TX Apr 2022 - Jul 2022 < 1
Tdecu Lake Jackson, TX Nov 2018 - Jul 2022 3
Lpl Financial LLC Jackson, TX Nov 2018 - Apr 2022 3
Unemployed Sweeny, TX Apr 2015 - Oct 2018 3
The Dow Chemical Company Freeport, TX Jul 2014 - Mar 2015 < 1
Unemployed Sweeny, TX Nov 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2022
Contact Info for Maria M. Wooley
Phone Number: 704-733-3300
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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