Mark SchneiderCRD Number: 1893502
Current Firm: Principal Securities, Inc.
Mark Schneider (CRD# 1893502) is an Investment Advisor Representative working at Principal Securities, Inc. in Breckenridge, CO and has over 29 years of experience in the finance industry.
Zidel Financial Inc.
National Planning Corporation ("npc Of America" In Fl & Ny)
Rightpath Investments & Financial Planning, Inc.
|Principal Life Insurance Company||Breckenridge, CO||Dec 2013 - Current||4|
|Princor Financial Services Corporation||Breckenridge, CO||Oct 1988 - Current||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S65||NASAA Investment Advisors Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV