Michael Palumbo (CRD# 6533641) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Buffalo, NY and has over 4 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Securities (usa) Inc. | Depew, NY | Jul 2021 - Current | 2 |
| Hsbc Bank Usa, N.a. | Depew, NY | Jun 2021 - Current | 2 |
| M&t Securities | Buffalo, NY | Jul 2015 - Jun 2021 | 5 |
| Unemployed | Buffalo, NY | Nov 2014 - Jun 2015 | < 1 |
| Robert Fisher Cpa Pc | Libertyville, IL | Jun 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2019 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
- NY
-
Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,387ACCOUNTS
-
Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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