Lynn Rapp, financial advisor Buffalo Gap SD
83 score

Lynn Rapp

CRD Number: 1144384
Current Firm: Seacrest Investment Management, LLC

Lynn Rapp (CRD# 1144384) is an Investment Advisor Representative working at Seacrest Investment Management, LLC in Buffalo Gap, SD and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Albany, NY Oct 2008 - Current 9
Seacrest Investment Management, LLC Purchase, NY Apr 2007 - Current 11
Seven Generations Buffalo Gap, SD Aug 2006 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2009
S65 NASAA Investment Advisors Law Examination Oct 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Lynn D. Rapp
Phone Number: 914-502-1905
Registered State(s):
  • SD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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