Kristopher Marlis, financial advisor Burlington WI
93 score

Kristopher Marlis

CRD Number: 5494473
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kristopher Marlis (CRD# 5494473) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Burlington, WI and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Burlington, WI Jun 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington, WI Feb 2008 - Current 8
Unemployed Waukesha, WI Aug 2007 - Feb 2008 < 1
Dynacare Laboratories Milwaukee, WI Mar 2000 - Aug 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2010
Contact Info for Kristopher A. Marlis
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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