Sam Farhoumand, financial advisor Calabasas CA

Sam Farhoumand

CRD Number: 6841448
Current Firm: Planmember Securities Corporation

Sam Farhoumand (CRD# 6841448) is an Investment Advisor Representative working at Planmember Securities Corporation in Calabasas, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Legacy Financial Calabasas, CA Oct 2017 - Current 3
Planmember Securities Corporation Carpinteria, CA Oct 2017 - Current 3
Teachers Retirement Services Calabasas, CA Jun 2004 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2018
S65 NASAA Investment Advisors Law Examination Mar 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sam Farhoumand
Phone Number: 805-684-1199
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,268
    MILLIONS
  • Total Number of Accounts
    76,392
    ACCOUNTS
  • Average Account Value
    $68,965
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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