Planmember Securities Corporation

Planmember Securities Corporation (CRD# 11869) is a financial advisory firm headquartered in Carpinteria, CA. They manage $2,637,585,000 in 49,000 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,638
    MILLION
  • Total Number of Accounts
    49,000
    ACCOUNTS
  • Average Account Value
    $53,828
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Planmember Securities Corporation
Showing 1 - 10 of 344 top financial advisors.
1
Stuart B. Allen
CRD#: 1829040
420 W. Jubal Early Drive, Suite #202, Winchester, VA 22601
96
Wealthminder
score

Stuart Allen (CRD# 1829040) is an Investment Advisor Representative working at Planmember Securities Corporation in Winchester, VA and has over 26 years of experience in the finance industry. Stuart Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Martin M. Arinaga
CRD#: 1377331
6187 Carpinteria Avenue, Carpinteria, CA 93013
96
Wealthminder
score

Martin Arinaga (CRD# 1377331) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 31 years of experience in the finance industry. Martin Arinaga has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Richard B. Arnold
CRD#: 3105337
Carpinteria, CA
96
Wealthminder
score

Richard Arnold (CRD# 3105337) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 18 years of experience in the finance industry.

4
Christine C. Bajorek
CRD#: 2660260
2410 North Ocean Avenue Suite 500, Farmingville, NY 11778
96
Wealthminder
score

Christine Bajorek (CRD# 2660260) is an Investment Advisor Representative working at Planmember Securities Corporation in Farmingville, NY and has over 21 years of experience in the finance industry.

5
Terri L. Bennett
CRD#: 817982
6187 Carpinteria Avenue, Carpinteria, CA 93013
96
Wealthminder
score

Terri Bennett (CRD# 817982) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 23 years of experience in the finance industry. Terri Bennett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Michael S. Berzovich
CRD#: 3213654
1052 Willa Springs Drive, Winter Springs, FL 32708
96
Wealthminder
score

Michael Berzovich (CRD# 3213654) is an Investment Advisor Representative working at Planmember Securities Corporation in Winter Springs, FL and has over 17 years of experience in the finance industry. Michael Berzovich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Nicholas Cava
CRD#: 1477541
2410 North Ocean Avenue Suite 500, Farmingville, NY 11778
96
Wealthminder
score

Nicholas Cava (CRD# 1477541) is an Investment Advisor Representative working at Planmember Securities Corporation in Farmingville, NY and has over 30 years of experience in the finance industry. Nicholas Cava has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Sandra L. Chapman
CRD#: 1069581
1890 Donald Street, Suite C, Reno, NV 89502
96
Wealthminder
score

Sandra Chapman (CRD# 1069581) is an Investment Advisor Representative working at Planmember Securities Corporation in Reno, NV and has over 29 years of experience in the finance industry. Sandra Chapman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Diane B. Clark
CRD#: 1935361
626 Sw Cleveland Avenue, Stuart, FL 34994
96
Wealthminder
score

Diane Clark (CRD# 1935361) is an Investment Advisor Representative working at Planmember Securities Corporation in Stuart, FL and has over 12 years of experience in the finance industry. Diane Clark has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Allyn D. Close
CRD#: 1301793
6187 Carpinteria Ave, Carpinteria, CA 93013
96
Wealthminder
score

Allyn Close (CRD# 1301793) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 32 years of experience in the finance industry. Allyn Close has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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