William Knapp (CRD# 3132850) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Calabasas, CA and has over 25 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tcfg Wealth Management, LLC | Laguna Niguel, CA | Oct 2017 - Current | 6 |
| Tcfg Investment Advisors, LLC | Laguna Niguel, CA | Oct 2017 - Current | 6 |
| Tcfg Insurance Solutions, LLC | Laguna Niguel, CA | Oct 2017 - Current | 6 |
| Knapp Estate | Calabasas, CA | Jun 1998 - Current | 25 |
| National Planning Corp | Calabasas, CA | Oct 1999 - Nov 2017 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management507MILLIONS
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Total Number of Accounts2,441ACCOUNTS
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Average Account Value$207,609
- A percentage of assets under your management
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- Portfolio management for individuals and/or small businesses
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