Alfred Rich (CRD# 6399848) is an Investment Advisor Representative working at Lpl Financial LLC in Cape Coral, FL and has over 9 years of experience in the finance industry.
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Cape Coral, FL | Apr 2021 - Current | 3 |
Wells Fargo Clearing Services, LLC | Fort Myers, FL | Nov 2016 - Apr 2021 | 4 |
Wells Fargo Advisors, LLC | Fort Myers, FL | Sep 2014 - Nov 2016 | 2 |
Unemployed-family Move | Cape Coral, FL | Jul 2014 - Sep 2014 | < 1 |
Control Point Marketing LLC | Laramie, WY | Jul 2013 - Jul 2014 | 1 |
City Of Laramie-laramie Police Dept | Laramie, WY | Jul 2004 - Jul 2014 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2014 |
- FL
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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