John Thompson, financial advisor Cape Girardeau MO
90 score

John Thompson

CRD Number: 5880026
Current Firm: Mml Investors Services, LLC

John Thompson (CRD# 5880026) is an Investment Advisor Representative working at Mml Investors Services, LLC in Cape Girardeau, MO and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Mass Mutual Chesterfield, MO May 2011 - Current 5
Mml Investors Services Chesterfield, MO May 2011 - Current 5
University Of Missouri Columbia Columbia, MO Aug 2007 - Current 9
Lockton Companies Kansas City, MO Jun 2010 - Jul 2010 < 1
First Midwest Bank Jackson, MO May 2007 - Aug 2008 1
Student Jackson, MO Jan 2001 - Jul 2007 6
Kimbeland Country Club Jackson, MO Jun 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2011
Contact Info for John P. Thompson
Phone Number: (413)737-8400
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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