John Thompson, financial advisor Cape Girardeau MO

John Thompson

CRD Number: 5880026
Current Firm: Lpl Financial LLC

John Thompson (CRD# 5880026) is an Investment Advisor Representative working at Lpl Financial LLC in Cape Girardeau, MO and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Cape Girardeau, MO Sep 2020 - Current 3
Mass Mutual Life Insurance Company Cape Girardeau, MO May 2011 - Sep 2020 9
Mml Investors Services, LLC Cape Girardeau, MO May 2011 - Sep 2020 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2011
Contact Info for John P. Thompson
Phone Number: 704-733-3300
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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