Andrew Castro, financial advisor Carlsbad CA

Andrew Castro

CRD Number: 7760441
Current Firm: Sprott Asset Management Usa Inc.

Andrew Castro (CRD# 7760441) is an Investment Advisor Representative working at Sprott Asset Management Usa Inc. in Carlsbad, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Sprott Global Resource Investments Carlsbad, CA Jun 2023 - Current < 1
Student San Diego, CA Nov 2022 - Jun 2023 < 1
Spina Farms Pumpkin Patch San Jose, CA Oct 2019 - Nov 2022 3
Aced Trading LLC San Diego, CA Sep 2019 - Sep 2022 3
Corinthian International Parking Services Soquel, CA Jan 2019 - Jun 2019 < 1
Student Gilroy, CA Apr 2017 - Jan 2019 1
Westside Grill Gilroy, CA Aug 2016 - Apr 2017 < 1
Student Gilroy, CA Jun 2013 - Aug 2016 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2023
Contact Info for Andrew A. Castro
Phone Number: 203-656-2400
Firm Website: http://www.sprottusa.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,601
    MILLIONS
  • Total Number of Accounts
    2,678
    ACCOUNTS
  • Average Account Value
    $1,717,906
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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