Dana Albert, financial advisor Carlsbad CA
76 score

Dana Albert

CRD Number: 6328703
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dana Albert (CRD# 6328703) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carlsbad, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Carlsbad, CA Sep 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad, CA Apr 2014 - Current 2
Cart Mart Inc. San Marcos, CA Sep 2012 - Apr 2014 1
Golf Academy Of America Carlsbad, CA Aug 2012 - Apr 2014 1
Shadowridge Golf Club Vista, CA Jan 2010 - Aug 2012 2
Lawinfo.com San Marcos, CA Jan 2009 - Dec 2009 < 1
Graphite Design International San Diego, CA Oct 2006 - Dec 2008 2
The Bridges Club At Rancho Santa Fe Rancho Santa Fe, CA Sep 1999 - Oct 2006 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Dana J. Albert
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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