Elizabeth Smith (CRD# 2533447) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 29 years of experience in the finance industry.
CRD# 2113344
C.d. Allen Wealth Management, LLC
CRD# 4452409
State Farm Investment Management Corp.
CRD# 4195173
Lincoln Financial Advisors Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cornerstone Financial Planning Group LLC | Bend, OR | Jan 2022 - Current | 2 |
| United Financial Northwest | Lake Oswego, OR | Dec 2021 - Current | 2 |
| Planmember Securities Corporation | Carpinteria, CA | Dec 2021 - Current | 2 |
| Liz Smith & Associates, Inc. | Redmond, OR | Mar 2007 - Current | 17 |
| Nutri | Redmond, OR | Mar 2022 - Aug 2023 | 1 |
| Allstate Insurance Co | Gresham, OR | May 2006 - Dec 2021 | 15 |
| American Heritage | Eugene, OR | Nov 2011 - Sep 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1995 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
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Total Assets Under Management8,276MILLIONS
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Total Number of Accounts69,347ACCOUNTS
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Average Account Value$119,336
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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