Jerry Dempsey (CRD# 1869325) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Carrollton, GA and has over 29 years of experience in the finance industry.
CRD# 2506003
Capstone Global Advisors, LLC
CRD# 2849485
Money Concepts Advisory Service
CRD# 4268782
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Silverleaf Insurance Company | Rome, GA | Jul 2012 - Current | 11 |
| Dempsey Lord Smith, LLC | Rome, GA | Apr 2006 - Current | 18 |
| Dls Financial, LLC | Rome, GA | Feb 2006 - Current | 18 |
| Dempsey Financial Services, Inc. | Rome, GA | Jun 1992 - Current | 31 |
| Rome Truck Parts & Repair, Inc. | Rome, GA | Mar 1989 - Current | 35 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management586MILLIONS
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Total Number of Accounts3,106ACCOUNTS
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Average Account Value$188,543
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