James Moore (CRD# 7568886) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Carrollton, TX and has 1 year of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America N.a. | Dallas, TX | Aug 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas, TX | Jul 2023 - Current | < 1 |
| Unemployed | Abilene, TX | Aug 2022 - Jul 2023 | < 1 |
| Hardin-simmons University | Abilene, TX | Jan 2021 - May 2023 | 2 |
| Bank Of America | Dallas, TX | Jun 2022 - Aug 2022 | < 1 |
| Unemployed | Flower Mound, TX | Jul 2021 - Jun 2022 | < 1 |
| Hardin-simmons University | Abilene, TX | Jul 2021 - Jul 2021 | < 1 |
| Texas A&m University | College Station, TX | Jul 2021 - Jul 2021 | < 1 |
| Unemployed | Flower Mound, TX | Jul 2013 - Jul 2021 | 8 |
| Harding University | Searcy, AR | Aug 2019 - Dec 2020 | 1 |
| Flower Mound High School | Flower Mound, TX | Aug 2015 - Jun 2019 | 3 |
| Forestwood Middle School | Flower Mound, TX | Jul 2013 - Aug 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2023 |
- TX
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Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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