James Lee, financial advisor Cedar Falls IA
88 score

James Lee

CRD Number: 6256369
Current Firm: Lpl Financial LLC

James Lee (CRD# 6256369) is an Investment Advisor Representative working at Lpl Financial LLC in Cedar Falls, IA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Cedar Falls, IA Nov 2014 - Current 2
Keybanc Capital Markets Inc. Cleveland, OH Sep 2013 - Nov 2014 1
Deloitte LLP Minneapolis, MN Sep 2011 - Sep 2013 2
Unemployed Iowa City, IA Sep 2010 - Sep 2011 1
Takeda Pharmaceuticals Deerfield, IL May 2010 - Aug 2010 < 1
Kuhl Philips And Davis Inc. Coralville, IA Jan 2010 - Apr 2010 < 1
Unemployed Iowa City, IA Sep 2009 - Jan 2010 < 1
University Of Iowa - Cambus Iowa City, IA Aug 2008 - Aug 2009 1
Brad Lee Financial Services Cedar Falls, IA May 2008 - Aug 2008 < 1
Unemployed/student Iowa City, IA Dec 2007 - May 2008 < 1
Olive Garden Coralville, IA May 2007 - Nov 2007 < 1
University Of Iowa Dental College Iowa City, IA Sep 2006 - May 2007 < 1
Beaver Hills Country Club Cedar Falls, IA Feb 2004 - Aug 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for James B. Lee
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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