Arnold RosalesCRD Number: 5432550
Current Firm: Pnc Investments
Arnold Rosales (CRD# 5432550) is an Investment Advisor Representative working at Pnc Investments in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Pnc Investments||Charlotte, NC||Jan 2015 - Current||2|
|Pnc Investments||Charlotte, NC||Jul 2014 - Jan 2015||< 1|
|Lpl Financial||Charlotte, NC||Jul 2013 - Jul 2014||1|
|Wells Fargo Advisors LLC||Charlotte, NC||May 2009 - Jul 2013||4|
|Wachovia Securities, LLC||Winston-salem, NC||Oct 2007 - May 2009||1|
|Wachovia Bank, N.a.||Winston-salem, NC||Aug 2005 - May 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
|S65||NASAA Investment Advisors Law Examination||Jan 2009|
Total Assets Under Management11,195MILLIONS
Total Number of Accounts78,826ACCOUNTS
Average Account Value$142,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV