John Palko, financial advisor Charlotte NC

John Palko

CRD Number: 2991951
Current Firm: Capital Investment Advisory Services, LLC

John Palko (CRD# 2991951) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Charlotte, NC and has over 22 years of experience in the finance industry. John Palko has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Capital Investment Group, Inc. Raleigh, NC Jan 2018 - Current 4
Capital Investment Advisory Services, LLC Raleigh, NC Jan 2018 - Current 4
Bb&t Securities, LLC Charlotte, NC Jan 2013 - Dec 2017 4
Scott & Stringfellow, Inc. Charlotte, NC Oct 2005 - Jan 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1999
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Jun 2001
Contact Info for John M. Palko
Phone Number: 919-831-2370
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,782
    MILLIONS
  • Total Number of Accounts
    8,641
    ACCOUNTS
  • Average Account Value
    $206,169
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, CA, CO, CT, DC, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

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