John PalkoCRD Number: 2991951
Current Firm: Capital Investment Advisory Services, LLC
John Palko (CRD# 2991951) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Charlotte, NC and has over 22 years of experience in the finance industry. John Palko has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eudaimonia Partners, LLC
|Capital Investment Group, Inc.||Raleigh, NC||Jan 2018 - Current||4|
|Capital Investment Advisory Services, LLC||Raleigh, NC||Jan 2018 - Current||4|
|Bb&t Securities, LLC||Charlotte, NC||Jan 2013 - Dec 2017||4|
|Scott & Stringfellow, Inc.||Charlotte, NC||Oct 2005 - Jan 2013||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1999|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
|S66||NASAA Uniform Combined State Law Examination||Jun 2001|
Total Assets Under Management1,782MILLIONS
Total Number of Accounts8,641ACCOUNTS
Average Account Value$206,169
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, CA, CO, CT, DC, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV
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